The Sharpest Thorn

And it's the same most every year
Ghosts of the dear departed are near
We raise our glasses and we cheer
Should old acquaintance disappear
Just as we wipe away a tear

From Elvis Costello and Allen Toussaint.

The Master Of Action Comedy

A video by the same guy who did Art Of The Gag, featuring Buster Keaton.  This features the one and only Jackie Chan.  The first Jackie movie I saw was Rumble In The Bronx in the early 90s.  After that I tracked down his older movies and saw every new one that came out, most of them with my son.  Some of those fights and stunts are simply astonishing.  Long cuts, no CGI.  The video does a fine job explaining the essentials of Jackie's approach to comedy and action, including explaining the difference between his Hong Kong and American films.

At around 7:30 you see the mall stunt from Police Story, when he slides down a light pole, with live wires and bulbs of course.  Don't try any of this at home.

By The Numbers

Does anyone know what time it is?

The Mamas & The Papas with a song featured on the soundtrack of Once Upon A Time in Hollywood, though Tarantino's vision of the young girls coming to the canyon is a lot scarier than that of the M&Ps.

11 O'Clock Tick Tock.  Sonic treats from The Edge. 

Does anyone know what year it is?

From Harry Nilsson's first album.  The only person to work with all four Beatles on their solo projects.

Do you remember when 1999 seemed so far in the future?  It's longer from 1999 to now than from when the song came out to 1999.

Who ya gonna call?

For Mr Wilson Pickett please call 634-5789; for Jenny 867-5309.

THE COUNTDOWN

Chrissie Hynde and the Pretenders go the extra 2000 miles.

Like to dance?  Mr Pickett is here once again to help - he knows a thousand.

A little frenzy from the Hundred Mile High City.  From the movie Lock, Stock, and Two Smoking Barrels 

If 99 and a half just won't do, and you got to have a 100, once again please consult the Wicked Pickett.

You try crying precisely 96 tears.

From the rock n roll years of REM.

Strange things going on out on Highway 61.

The number for Toots & The Maytals is 54-46.

The first 48 Funks weren't good enough.  But wait till you hear #49!

Variations on the theme of 45 from Elvis Costello.

34 Ghosts IV from Trent Reznor of Nine Inch Nails.  The source of the irresistible riff in Old Town Road by Lil Nas X.

The problems of 20th Century Man may have carried over to this century.

Too many dismal, dull affairs caused the 19th Nervous Breakdown.

I was 18 once.  So was Alice Cooper.

Where'd the klezmer band come from?

I'm doing fine on Cloud 9.  You?

"Power lines have floaters so the airplanes won't get snagged" 

I thought there were only seven days in a week.

The title is 7 And 7 Is but they never tell you what it adds up to.

From the fantasy years of Genesis.

If 6 was 9, I'm gonna live my life, the way I want to.

Take a few minutes to be cool with Dave Brubeck.

Shane Victorino's walk-up music in 2013.

Two heads can be good together.  And Jefferson Airplane should know.

And two hearts can beat as one. 

Aimee Mann tells us one is the loneliest number.

Sinatra agrees.  Particularly at a quarter to three.

But U2 is not completely sold on the concept.

3/5 of a mile in 10 seconds is 216 miles an hour.

And now we get into negative numbers.  Appropriately so.

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All songs from my music library. 

From An Outside Observer

This amusing and good-humored set of observations on the celebration of Christmas from Mohammad Hussain is from last year.  Enjoy.

Growing up, my Muslim family never celebrated Christmas. This year I am not going home, because pandemic, so my roommates are teaching me how to have my first proper Christmas.

I am approaching this with anthropological precision.

Here are a few observations. pic.twitter.com/1WARv5nax4

— Mohammad Hussain (@MohammadHussain) December 19, 2020

Mastering The Tides Of The World

I've written before of some of the unexpected lessons and pleasures of writing history related posts.  Now that I've been at this for a few years it is not uncommon to see connections between posts I wrote at different times, even though I failed to see those connections at the time.  A case in point is about contingency in history and specifically the inability of humans to predict the long-term impacts of our actions and how they may appear successful, unsuccessful, conscientious, or reckless, depending on when they are evaluated.  This post revisits and recombines a couple of earlier pieces.

In Federalist 1, Alexander Hamilton wrote:

It has been frequently remarked that it seems to have been reserved to the people of this country, by their conduct and example, to decide the important question, whether societies of men are really capable or not of establishing good government from reflection and choice, or whether they are forever destined to depend for their political constitutions on accident and force. 

If there be any truth in the remark, the crisis at which we are arrived may with propriety be regarded as the era in which that decision is to be made; and a wrong election of the part we shall act may, in this view, deserve to be considered as the general misfortune of mankind.

But it is often difficult to determine what the right decision or wrong election may be, or at least to accurately predict the consequences.  In his remarkable eulogy for Neville Chamberlain in November 1940, Winston Churchill eloquently (and graciously, considering how shabbily Chamberlain treated him before he became Prime Minister) expressed this uncertainty:

It is not given to human beings, happily for them, for otherwise life would be intolerable, to foresee or to predict to any large extent the unfolding course of events. In one phase men seem to have been right, in another they seem to have been wrong. Then again, a few years later, when the perspective of time has lengthened, all stands in a different setting. There is a new proportion. There is another scale of values. History with its flickering lamp stumbles along the trail of the past, trying to reconstruct its scenes, to revive its echoes, and kindle with pale gleams the passion of former days. What is the worth of all this? The only guide to a man is his conscience; the only shield to his memory is the rectitude and sincerity of his actions. It is very imprudent to walk through life without this shield, because we are so often mocked by the failure of our hopes and the upsetting of our calculations; but with this shield, however the fates may play, we march always in the ranks of honour.  

In JRR Tolkien's The Return of the King, a similar sentiment is expressed in the words of Gandalf at the Council of Gondor during the great debate on how to best resist Sauron:

Other evils there are that may come . . . Yet it is not our part to master all the tides of the world, but to do what is in us for the succor of those years wherein we are set, uprooting the evil in the fields that we know, so that those who live after may have clean earth to till.  What weather they shall have is not ours to rule.

Churchill and Tolkien do have a difference in their emphasis.  For Churchill it can be difficult to determine how a decision may play out even in the immediate future, with rectitude and sincerity our only anchor in this process.  Tolkien seems to be saying we can know the right decision to be made now, and it is a decision that must be made, but how it plays out in the longer-term will be determined by others.  The similarities and differences may derive from their personal experiences and personalities.  Churchill, born in 1874 and Tolkien, born in 1892, both served in the Western Front trenches in France but while Churchill's views were rooted in his study of history, his upper-class upbringing and sense of Englishness, Tolkien's love of Nordic folklore, along with his committed Christianity, gave him a different perspective.

Iain Pears' 2002 novel, The Dream of Scipio, confronts us directly with both the need to make decisions and the uncertainty and consequences of those decisions.  The Dream of Scipio is unsettling from its opening passage, "Julien Barneuve died at 3:28 on the afternoon of August 18, 1943.  It had taken him twenty-three minutes exactly to die, the time between the fire starting and his last breath being sucked into his scorched lungs.  He had not known his life was going to end that day, although he suspected it might happen", until its terse and chilling closing paragraph.

Scipio is an inverted version of the author's best selling novel, An Instance Of The Fingerpost (1997), concerning a curious series of events taking place in and around Oxford in mid-17th century England, as told in parallel narratives by four participants.  Like Fingerpost, Scipio is set in and around a specific geography, in this case the Avignon region of southern France, but unlike the earlier story it is set in three different time periods over a 1500 year period.  While Fingerpost concerns itself about the same events seen from multiple perspectives, Scipio tells of different events that all raise the same questions about how one should act and make choices in life.  The narrative in Fingerpost is more straightforward, even with the variations in the tale, but is more oblique in its approach to the larger questions it raises, questions that are front and center throughout Scipio, which employs an intertwined narrative moving back and forth across its three time periods.

The earliest historical setting of Scipio is the crumbling Roman province of southern Gaul around 475 AD.  Manlius Hippomanes is a member of the dwindling elite of wealthy Romano-Gallic aristocrats, educated in classical philosophy and literature in a world that no longer has use for either, and from which the last of the Roman Legions who protected them disappeared a decade before.  While the Goths approach from the west and the Burgundians hover threateningly to the north some of his compatriots dream of being rescued by a renewed Roman Empire and others, like the real-life Sidonius Apollinaris, actively resist, Manlius believes himself more practical minded and steers a course designed to save what he believes can be saved and to do whatever must be done to achieve that goal, even at a high cost.

The second story tells the tale of Olivier de Noyen, an aspiring poet and courtier of Cardinal Ceccani, a real historical figure, in the Papal Court at Avignon as the Black Death approaches and then engulfs the city during the middle of the 14th century.  His role as courtier to a Cardinal involves him in the complicated plotting over whether the Papacy should stay in Avignon or return to Rome and leads to an encounter with another historical figure, the rabbi Gersonides, eventually forcing him into choosing what, and whom, to save and to betray.  De Noyen is also a collector of ancient manuscripts and discovers a copy of The Dream Of Scipio, a puzzling tract written by Manlius, who by this time is considered a saint by the Catholic Church. 

The final setting is Vichy France during WWII, and centers on Julien Barneuve, a scholar and intellectual, emotionally numbed by his experience in the trenches during the prior war.  When someone observes that he is sitting in a library while the world burns he replies:

The world did burn.  I was at the cremation.  And it would have been better if I had stayed in a library.  One person, at least, would be alive now who is dead, because I wouldn't have been there to bayonet him.

With the defeat of France in 1940, Julien accepts an appointment from a friend as a minor functionary in the Vichy regime, a position from which he believes he may be able to save as much as possible from the barbarian Nazis.  At the same time he is studying de Noyen's poetry and through him Manlius' Dream.  Julien, after rediscovering hope through reuniting with his long elusive lover, realizes it requires he make choices between Vichy, the Resistance, and the actions needed to protect his love, even as it dawns on him that he has fatally misread both de Noyen and Manlius.
(Prisoners taken by Vichy militia)

All three protagonists live in dark times of crisis for civilization; the end of the classical era amidst rampaging barbarians; the advent of the Black Death which may kill all; and the seeming triumph of the Nazis.  All are confronted with decisions about what is worth saving and face conflicts between friendship and loyalty.  Each makes compromises to try to preserve something they believe is of even more value.  Terrible consequences follow each decision, some recognized beforehand, some unanticipated.  The Dream of Scipio asks should we decide how to make a decision based upon its perceived consequences or are there values more important regardless of consequences since we cannot know in advance what those consequences may really be.  It asks, what is civilization?  How do we preserve it?  What if we are mistaken about what civilization consists of?  What if, in saving civilization from barbarians, we become barbarians ourselves? It asks, but does not answer. Or does it?  As Pears wrote elsewhere:

Every cataclysm is welcomed by somebody; there is always someone to rejoice at disaster and see in it the prospect of a new beginning and a better world.  Equally, however much an act of God, there is always someone ready to take responsibility for any event or, failing that, to have blame thrust upon them.

In trying to answer these questions characters commit what they know to be terrible acts in order to preserve what they believe is best in the world, while others commit acts that have horrible consequences they did not intend. 

Pears does not betray to the reader his own views, wanting us to constantly feel uneasy and on guard.  Julien's closest friends are Bernard, a skeptic, atheist, and man of the left who ends up with the Resistance, and Marcel, religious, and a man of the right who offers his friend a job with Vichy.  Pears deliberately makes it difficult for us to clearly sympathize with either and disrupts any preconceived notions we may have.  Julien recalls an incident when, as children, Marcel threw a stone, breaking a church window, a deed for which Bernard takes the blame:

This was the event Bernard had referred to, one of those moments of childhood from which the whole of adult life can be projected.  Julien, nervous, innocent, but standing fast.  The insouciant Bernard, making the grand gesture in the name both of friendship and of self-aggrandizement, his actions extravagant but generous.  And Marcel, a little cowardly and frightened, afraid of authority, not wishing to take on the ownership of his deeds, content for others to be punished instead of him.  The resister, the collaborator, and the vacillating intellectual . . . 

Except that Julien remembered it like that only because Bernard retold the story many years later and brought it back to his mind.  Imposed his narrative on what had become the faintest of recollections; created memories by his skill as a raconteur  . . . 

But, on a few occasions, he was almost certain he remembered that it was Bernard who had thrown the stone and run away, and Marcel who had been beaten.

In this passage, Pears also touches on the issue raised in Ty Cobb: A Terrible Beauty - how do we come to know what we know?  When are the stories we tell ourselves over and over again about ourselves and others just stories rather than memories?  How much does memory influence the answers to the questions Pears poses the reader?

For readers who wish to delve deeper there is a further layer of interpretation. While the fictional Manlius never wrote a book titled The Dream of Scipio, Somnium Scipionis (Dream of Scipio) is a famous piece by the 1st century BC Roman writer and politician, Cicero, which tells of the dream of Scipio Aemilianus (the destroyer of Carthage in 146 BC), in which his grandfather Scipio Africanus (who defeated Carthage to end the Second Punic War in 201 BC) appears and instructs his grandson on what makes a good Roman citizen while at the same time pointing out the relative insignificance of Rome in the scheme of the cosmos and discussing virtue from a Stoic perspective. In the novel, Olivier de Noyen initially thinks that what he has found is just another copy of this work before realizing it was composed by Manlius.  In turn, Cicero's work was the subject of a 5th century AD commentary by a Roman aristocrat, Macrobius Ambrosius Theodosius, a contemporary of the fictional Manlius, and both Cicero's original and Marcobius's work have prompted philosophical examination over the centuries.

Cicero himself was caught in the same dilemma presented in the novel.  Born in 106 BC, Cicero was one of the "new men" who rose to prominence in the last years of the Roman Republic.  Devoted to the preservation of the Republic, he opposed the ambitions of Julius Caesar, after earlier supporting him, and approved, after the fact, of his assassination, an act which, in retrospect, doomed the Republic he loved.  When Octavian, Caesar's 19-year old nephew, and adopted heir, showed up in Rome in the aftermath of Caesar's death, Cicero felt confident he could manipulate the young man, using him as a tool to restore the Republic, but the calculating Octavian ultimately allied himself with Marc Anthony, an enemy of Cicero, and together they put an end to Cicero's plan.  As a price for their alliance, Octavian agreed to Anthony's demand that Cicero die.  Eighteen months after Caesar's death, Cicero's hands and head were nailed to the Rostrum in the Roman Forum.  The Republic and Cicero were dead.

Ella & Frank

Frank Sinatra is the finest male singer of the Great American Songbook.  Ella Fitzgerald is the finest singer.  Sinatra, a man not short of confidence, once said that Ella was the only performer he was nervous about appearing with because she was the best.  This video shows why.  This is Sinatra and Fitzgerald performing The Lady is a Tramp.  Sinatra is fine.  Ella is great.  Sinatra's vocal peak was in the 1950s and by the time of this appearance his voice had lost some of its elasticity, but even peak Sinatra could not match Ella most of the time, though on ballads and saloon songs like Angel Eyes, Wee Small Hours Of The Morning, Only The Lonely, and One For My Baby And One More For The Road he is absolutely sublime, and there is no one better.

The video is from a Sinatra TV special in 1967, A Man and his Music.  It was the third, and last, episode in an annual series that started in 1965, that featured Frank and his selected guests.  Enjoy.

Pie Town

 In October 2020 we drove through the Very Large Array in New Mexico on our way from Maine to Arizona.  About thirty five miles further west on Route 60, while crossing the Continental Divide, we passed through a curious little outpost called Pie Town.  I recently came across this photo of Pie Town, taken in June 1940 by Russell Lee for the Farm Security Administration, at the Shorpy Archive and decided to find out more about the town.

Pie Town is an unincorporated community with a population of about 180, founded in the 1920s, and the subject of a feature article in the February 2005 edition of Smithsonian Magazine.  It turns out Russell Lee took about 600 photos of the town and its inhabitants which are preserved in the Library of Congress archives.  The town was primarily settled by Dust Bowlers in the 1930s and during its peak in that and the next decade, was home to about 250 families.  By the 1950s the climate had become drier and a place always tough to live in became even tougher and folks started moving away.  The Smithsonian article, by Paul Hendrickson, tells how the remaining inhabitants survive.  He also describes how the name came about:

The town had been around as a settlement since at least the early 1920s, started, or so the legend goes, by a man named Norman who’d filed a mining claim and opened a general store and enjoyed baking pies, rolling his own dough, making them from scratch. He’d serve them to family and travelers. Mr. Norman’s pies were such a hit that everybody began calling the crossroads PieTown. Around 1927, the locals petitioned for a post office. The authorities were said to have wanted a more conventional name. The Pie Towners said it would be PieTown or no town.

The Daily Pie Cafe was still operating in 2005, and we saw it last year on our drive.  Hendrickson writes of it:

And then there was the Daily Pie. I’ve been to some restaurants where a lot of desserts were listed on the menu, but this was ridiculous. The day’s offerings were scrawled in a felt-tip pen on a big “Pie Chart” above my head. In addition to regular apple, there was New Mexican apple (laced with green chili and piñon nuts), peach walnut crumb, boysen berry (that’s the spelling in Pie Town), key lime cheesecake (in Pie Town it’s a pie), strawberry rhubarb, peanut butter (it’s a pie), chocolate chunk crème, chocolate walnut, apple cranberry crumb, triple berry, cherry streusel, and two or three others that I can no longer remember and didn’t write down in my notebook. The Pie Chart changes daily at the Daily Pie, and sometimes several times within a day. A red dot beside a name meant that there was at least a whole other pie of that same kind back in the kitchen.

When we back our trip to see the Very Large Array we'll definitely be making a stop in Pie Town.

From Smithsonian:

Driving Test

I have to go into the Motor Vehicles location soon to renew my license.  Hope it goes better than this.  From Taxi, which ran from 1978 to 1983, this is Reverend Jim Ignatowski's (Christopher Lloyd) driving test.  With Jeff Conaway, Marilu Henner, Judd Hirsch and Tony Danza.  I saw the original broadcast of this episode and it cracked me up.

 

Here's a recent picture of Christopher Lloyd with Michael J Fox, with whom he co-starred in Back To The Future.

 

So What Are You Up To Today?

On this date in 1953, Major Chuck Yeager flew his Bell X-1A to 80,000 feet while reaching 1,650 mph, a speed record that would stand for three years.  His plane then spun out of control.  Over the next 51 seconds, the X-1A fell more than 50,000 feet before Yeager finally regained control, pulling out of an inverted (upside-down) spin.

During the fall, the movements of the plane were so violent that Yeager's helmet hit the cockpit canopy, cracking it.  At times, Yeager was subjected to forces of 8Gs (eight times the force of gravity).

Here's what it looked like from inside the plane.

12 December 1953. Chuck Yeager’s X1-A tumbled about all three axis as it fell more than 40,000 feet before recovering level flight. pic.twitter.com/QGPzHk3ymM

— Ron Eisele (@ron_eisele) December 11, 2021

Away From The Mire

I'd never heard of Billy Strings until yesterday when I came across a mention of him and a recommendation to Away From The Mire.  This is an extraordinary song and performance.  Billy's lyrics and voice are wonderful but it is his guitar playing that takes this over the top (even when he hits the wrong note about 8 minutes in).  Am now listening to more from him.  It's always exciting to find someone new to me that I enjoy so much.  Also featured are the members of his touring band, Billy Failing (banjo), Royal Masat (bass), and Jarrod Walker (mandolin).  

In his introduction to the song (not on the video) Billy explains he wrote it after a big argument with his brother and meant it as a message to others.  Several weeks after starting to play the song in concerts he realized, while singing the tune, that it was really a message to himself.

Misremembering History: Will Plessy Ever Be Overruled?

Much of the oral argument in the abortion case currently being considered by the Supreme Court turned on the issue of when it is appropriate to overrule a precedent set by a previous decision of the Court.  In that context there were several references to Plessy v Ferguson, the 1896 case in which the Court determined the 14th Amendment did not eliminate all "distinctions based on color" and, in common parlance, upheld the provision of separate, but equal, facilities to different races.

Most references in the popular press, and surprisingly even in legal circles, refer to Plessy as being "overruled" and no longer applicable law, usually citing Brown v Board of Education (1954), the school desegregation case, for this proposition.  This is incorrect.  Plessy is still the law in the United States, as the Supreme Court has continually affirmed, even in recent decades, that differential treatment based on race meets constitutional standards (see, for instance, Grutter v Bollinger (2003)).

In Plessy the Supreme Court held that distinctions in treatment based upon race were constitutional when the Court determined such distinctions were appropriate.  Brown only held that such distinctions were inappropriate in the case of K-12 public education, but made no broader ruling regarding the reasoning behind Plessy.

What has caused this public confusion is since Brown the Court has struck down some racial distinctions while upholding others of a different character than those in Plessy ; the Court still maintains it can determine when a specific racial distinction passes constitutional muster.(1)

That the Supreme Court has refused to repudiate the reasoning of Plessy is astounding, particularly in light of the language of the 1964 Civil Rights Act prohibiting discrimination on the basis of race, color, religion, sex or national origin in hiring, promoting, and firing, public accommodation, and in federally funded programs.  Instead the Court has developed in a series of decisions its own rationale for ignoring the anti-discrimination provisions of the Civil Rights Act when it determines it appropriate to do so.

Most recently, the Court's approach has been supported by the Biden administration which recently urged the Supremes not to review the case filed by Asian Americans against Harvard University, taking the position the Court should not stop Harvard from continuing to use race in admissions with a disparate impact on Asian Americans.  That the administration is taking such a position should not be a surprise as the newly appointed head of the DOJ's Office of Civil Rights, Kristen Clarke, does not think the anti-discrimination provisions of the Civil Rights Act apply to all Americans, an interpretation also supported by Vanita Gupta, the #2 official in DOJ.

It is time for the Supreme Court to explicitly overrule Plessy and make the law of the land reflect the sentiment in Justice Harlan's famous dissent in that case:

"Our constitution is color-blind, and neither knows nor tolerates classes among citizens. In respect of civil rights, all citizens are equal before the law. The humblest is the peer of the most powerful. The law regards man as man, and takes no account of his surroundings or of his color when his civil rights as guaranteed by the supreme law of the land are involved."

For further background I recommend reading The Color-Blind Constitution by Andrew Kull (1992), a book I first mentioned in Readings on Slavery.  Kull's book covers the subject from 1839, when citizens of Lynn, Massachusetts unsuccessfully petitioned the legislature to repeal all laws "which make any distinction among its inhabitants, on account of COLOR", through the debates over the 14th amendment, Plessy, the post WW2 desegregation cases, and the many cases in which the Court failed to apply the language of the 1964 Civil Rights Act.  In his conclusion Kull writes, referring to black Americans:

"No other racial or ethnic group among America's immigrants has a comparable claim to special treatment, and the moral awkwardness of asking black Americans to be content with nondiscrimination should not stop us from giving that answer to everyone else.  Yet the breach in the antidiscrimination principle made in favor of African-Americans has led to a multiplicity of government-sponsored preferences for groups defined by race, ethnicity, or status as a "language minority".  The expanded claims to group entitlements could not rest on the unique circumstances of slavery and its aftermath.  The necessity of a more broadly applicable justification has led to the wide currency of a profoundly different rationale: a variety of arguments whose common core is the idea that a distribution of social benefits is presumptively just when made to racial and ethnic groups in proportion to their numbers.  Yet to the extent that a system of proportional entitlements becomes acceptable as an avowed premise of equality, the aspirations of American democracy will be profoundly altered."

Kull's words were prescient in light of what's happened in the thirty years since the publication of his book.  Since then we've had the strange spectacle of self-proclaimed civil rights groups attempting to overturn a 2006 amendment to the Michigan constitution banning discrimination based on race, color, sex, or religion in admission to colleges, jobs, and other publicly funded institutions on the grounds it was discriminatory, an argument rejected by the U.S. Supreme Court.  And in November 2020, we had a California ballot initiative to repeal the anti-discrimination provisions in the state constitution, an initiative backed by the Democratic party, tech oligarchs, and public employee unions.  Despite the proponents outspending the opponents 17-1 in a state where Biden beat Trump by five million votes, the initiative lost by double digits.  When voters have a choice, they pick antidiscrimination over discrimination.  

Much of what passes for education in K-12, as well as corporate diversity training with its focus on race essential and stereotyping is, in my view, violating the 1964 Civil Rights Act.  There are already lawsuits beginning to make their way through state and federal courts and the Supreme Court may eventually have the opportunity to undo the problems it has created.

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(1)  The Court has held that racial distinctions to correct ongoing discrimination are constitutional.  That is a legally justifiable distinction I agree with, but it is not what we are talking about here.  It is the Court's insistent that, under certain circumstances, racial distinctions and classifications are constitutional even when there is no ongoing discrimination.

Chaos Under Heaven

Josh Rogin (1) is a foreign policy opinion writer for the Washington Post, a self-declared "agnostic Democrat" and a China hawk.  We listened to Bari Weiss interview Rogin on her podcast and which got me intrigued enough to read Chaos Under Heaven, his book on U.S.-China relations during the Trump administration, a book I recommend to others.

Rogin's starting point is that the China regime is a threat to the U.S., a threat that has greatly accelerated under Xi Jingping, and a threat that has compromised many U.S. institutions and public figures.  The author puts it this way:

Virtually everyone I interviewed for this book had an awakening story; a moment in their personal or professional lives when they realized that the grand strategic competition between the United States and China was the most important foreign policy issue in the world and the most important project they would work on in their lifetime.  Many also said this was an awakening to the aggressive and malign character, behavior, and strategy of China's leadership: the Chinese Communist Party (CCP), a hundred-year old revolutionary organization that is determined to expand its influence and increase its power, and which has few limits to the methods it will use to advance its own interests.

Put simply, a China that is militarily expansionist, economically aggressive, internally repressive, and increasingly interfering in democratic societies poses enormous challenges for the United States along with all of our allies, friends and partners.  The effects are already seen in our national security, our investments, our industries, our schools, our media, and even our elections.

. . . Washington had lost the bet it made twenty years ago, when it had granted China permanent normal trade relations in the hope that helping China expand economically would cause it to liberalize politically and that would lead to peaceful coexistence.

I largely agree with this assessment though it was not my view twenty years ago.

The author views the Obama administration as being "played" by China into viewing the relationship being between competitors with room for cooperation while, in reality, China is inherently hostile to the U.S. 

We saw this play out in the relative evaluation of Russia v China between the Obama and Trump administrations.  The incoming National Security Advisor for Trump, Michael Flynn (2), thought China a bigger threat than Russia; the Obama administration thought the opposite.  In her House Intelligence Committee testimony of September 8, 2017 Susan Rice, Obama's NSA, complained about her meeting with Flynn:

"We spent a lot more time talking about China in part because General Flynn's focus was on China as our principal overarching adversary. He had many questions and concerns about China. And when I elicited - sought to elicit his perspective on Russia, he was quite, I started to say dismissive, but that may be an overstatement. He downplayed his assessment of Russia as a threat to the United States. He called it overblown. He said they're a declining power, they're demographically challenged, they're not really much of a threat, and then reemphasized the importance of China." (pp.46-47)

I suppose Rice thought, particularly in the context of 2017, that her anecdote was clever.  It doesn't look that way now.

After that setup we move quickly to the Trump administration.  Early on, Rogin writes of his invitation to join meetings of mid-level bureaucrats trying get the administration to take a tough line on China, with Josh acknowledging both his sympathy toward them and his access being based on his willingness to write in support of their desired policies.

I'd summarize his take on the Trump administration as making some of the right steps to reverse the course set by the Bush and Obama administrations but beset by flawed implementation due to the erratic nature of Donald Trump and his inability or unwillingness to spend the time needed to understand the details of the relationship between the two countries, though the president's instincts seemed supportive of the hard liners, as well as unresolved conflicts between those in his administration promoting a much harder approach and those, primarily linked with Wall Street, who favored a more accommodating stance.  The hardest of the hardliners were people like Peter Navarro, Steve Bannon and Michael Flynn who, according to Rogin, were willing to blow up the entire relationship while another group centered around Mike Pence, Mike Pompeo, Matt Pottinger and Robert O'Brien in promoting a more aggressive approach towards resetting the relationship.  The Wall Street crowd was lead by Treasury Secretary Steve Mnuchin, Gary Cohn, a 25-year Goldman Sachs executive who headed Trump's National Economic Council for two years, Larry Kudlow, and other friends of Trump from the Street like Blackstone Group CEO Stephen Schwarzman who were outside the administration but had the President's ear at times. (3)

Rogin describes the policy arguments and political infighting all under the eye of the unpredictable and erratic President.  Given Rogin's personal policy preferences and the nature of this type of reporting generally I can't say whether he gets it all accurately portrayed in every detail but given the personalities involved and what I saw of the administration's actions his overall picture rings true to me.

The book reaches its climax with the Covid-19 pandemic, for which Rogin condemns the China government's obfuscation and obstruction during the initial phases of the outbreak and then in preventing an investigation of the causes (Rogin thinks a lab leak is the most likely source).  

Rogin reports that during the early phase (January-February) China and the U.S. tried to cooperate but he relates a February 6 call between Xi and Trump that is startling.  According to Rogin, in that call Xi "asked Trump not to take any more excessive actions that would create further panic".  He "also told Trump that China had the coronavirus outbreak under control, that the virus was not a threat to the outside world, and that it was sensitive to the temperature and therefore would likely go way when the weather got warmer".  Four days later, at a White House meeting with state governors, Trump said, "Now, the virus that we're talking about having to do - you know, a lot of people think that goes away in April with the heat - as the heat comes in", without revealing that "a lot of people" meant Xi.

At the same time the administration was being very careful in its public statements because in private discussions China diplomats were threatening the halt of exports of badly needed medical supplies if the U.S. said the wrong things.

Finally becoming aware that he was being misled by Xi, on March 18 President Trump referred to Covid-19 as "the Chinese virus", although it was only in mid-April that administration officials first stated publicly that a leak from the Wuhan lab was a possible origin of the pandemic (statements triggered by a April 14 column in the Washington Post by Rogin based upon his obtaining a document leaked from his government sources).(4)

It remains unclear to me what the Biden administration posture on China is.  In fact, it may be unclear to the participants.

What is the nature of the threat?

I spent a lot of time in China between 2000 and 2011.  At the start I was cautiously optimistic, but by the end of the decade my views were changing.  And since the ascension of Xi Jinping it has become evident that rather than China becoming part of the existing world economic system it is seeking to reshape that system to both protect the role of the Chinese Communist Party and to dominate that system.  The levers it controls are much broader and more effective than the Soviet Union, which was a military power but an economic and technological pygmy.  

The intertwining of China with the global economy has enabled China to make global companies advocates for its policies, continually promoting even deeper economic ties.  This was a phenomenon I recognized during the decade I spent involved with that country.  My responsibility was running global environment and safety programs that were consistently applied no matter where we operated.  In that role, I was increasingly interacting with social responsibility "stakeholders".(5)  In our meetings they seemed to believe that multinational companies would be able to influence China government policies on environment and safety.  After a few years on the ground in China, my view was the opposite.  I knew that any global company would, if China said "jump", ask "how high?".  These NGO stakeholders had the power equation reversed.  It remains true.  American and European companies fear the China government much more than that of the United States.  They've been converted into lobbyists for China.

It is difficult enough for manufacturing companies to disentangle from complex global supply chains centered on China, even if they want to, but the American financial services sector is engaged in active collaboration with the regime (as for the tech sector, see this recent article on Apple's arrangement with China that allows it to continue to do business there). Americans investing their savings and retirement accounts into managed plans are often investing in China companies whether they know it or not.  Virtually every large American bank and financial services company is strongly linked to China or working to improve those links.  And they know who calls the shots.  Recently, Jamie Dimon, CEO of JP Morgan, quickly apologized for making a joke that offended the Chinese Communist Party, something he would never do in similar circumstances in the United States.

Just as in the Trump administration, the Wall Street crowd wields power in the Biden administration.  In the case of Biden, while Goldman Sachs plays a role, as it does in all administrations, it is BlackRock execs who are most closely tied to both the administration and China.  BlackRock, the largest money manager in the world with $7.8 trillion under management, was recently approved as the first foreign-owned company to operate a wholly-owned business in China's mutual fund industry, a move that drew criticism from George Soros who called it a "tragic mistake" that would "damage the national security interests of the U.S. and other democracies".  Brian Deese of BlackRock (I worked with his mother many years ago) runs the National Economic Council and Adewale Adeyemo is #2 at the Treasury Department.  The White House Office of Presidential Personnel, which manages all political appointments for the administration, is run by Catherine Russell.  From 2009-13, Russell was Chief of Staff to the Second Lady, Jill Biden, and began working as a staffer for Joe Biden in 1987.  Russell is married to Tom Donilon, National Security Advisor to President Obama from 2010 to 2013 and currently Chairman of the BlackRock Investment Institute, the firm's global think tank.  Donilon's brother Mike is a Senior Advisor to President Biden.

The issues around disentangling ourselves from China are complex.  I don't understand all of them, nor their implications.  I hope someone does.  Just as we have levers with China, China has levers with us.  I do know the failure to take control of our own actions will just result in a deeper dependence on China.  Here is one example.  If the U.S. were to try to greatly expand its development of solar and wind power and the use of batteries, technologies requiring enormous quantities of metals and rare earths, it will face a choice.  Either expand domestic mining and milling operations or become dependent upon China, particularly for rare earths, letting that country determine our future.

For further reading on China:

Balding's World

Tanner Greer 

Michael Pettis 

Henry Gao

China - U.S. Relations in the Eyes of the Chinese Communist Party 

Groping the Elephant of Common Prosperity 

The Triumph and Terror of Wang Huning 

 -------------------------------------------

(1)  Let's get this out of the way right now.  I'm continually getting confused between Josh Rogin, Seth Rogen, and Joe Rogan.  They need to caucus and decide who has to change their name.  Please guys, do this for me.

(2)  Yes, I know, he's nuts.  How much of that was always there and how much induced by the Mueller gang's persecution which broke him financially and apparently emotionally, I can't tell.  But he was correct in his relative assessment of Russia and China.

(3) Jared Kushner and Ivanka Trump make only passing appearances in the book but my sense is that their views were probably closer to the Wall Street crowd.  One can only imagine what a real press would make of Hunter Biden's China connections.

(4) The chronology also undermines the retroactive attempt to pin discussions of the lab leak theory on Trump's "xenophobia".  We now know that on January 31, 2020 virologists were communicating among themselves, and with Dr Anthony Fauci, that a lab origin was possible.  After Fauci arranged a conference call (the details of which remain unknown) a couple of days later, the same scientists, on February 4, completely ruled out a lab origin and then began the media campaign denouncing anyone believing such a release was a possibility as a conspiracy theorist and racist.  With the revelations of NIAID's relationship with the EcoHealth Alliance it is evident that the conspiracy and racist charges were deliberately made to divert attention from the connections between the Alliance, Fauci and the Wuhan lab.  All of this happened before references by Trump to the Wuhan or China virus.

The technique of accusing anyone critical of the Chinese government as being racist is not limited to this circumstance, and it is one China is well aware of and uses in its own propaganda.  For a recent example see this op-ed by Michele Bethel in the Wall St Journal.  Bethel's stepfather founded MIT's McGovern Institute for Brain Research in 2000 and Michele had been a Board member for the past seven years, lived in Shanghai for several years and speaks Chinese.  Ms Bethel became concerned that the Institute's work with Chinese institutions could "unwittingly . . . be aiding the country’s repressive security apparatus or its military, whose officers have published articles declaring biology a new domain of warfare."

According to Ms Bethel,

When I first aired these concerns a few years ago, other board members took offense. One said that any serious inquiry into the ambitions of the Chinese Communist Party would be “racist.” A key member of the institute asked me to “stick to science” and not to mention China again.

On reading the Reuters article last month I raised my concerns again. Board members again dismissed the issues I cited, saying scientific progress is paramount. One characterized my motives as “political”—a head-scratcher, given that I don’t wear my centrist political views on my sleeve. 

Do any of these Board members really think these concerns are "racist"?  I doubt it, but it is a convenient tool to bludgeon anyone who raises questions.  The bigger issue is the extent to which the academic world has been compromised by the flood of Chinese money into its institutions.

(5) "Stakeholders" in this context refers to self-appointed NGOs who actually don't care about the future of a particular company but have larger ideological goals in mind.

Japan Decides On War

First posted in 2016.  Though some aspects of the decision making process reflect specific Japanese cultural attitudes, I was struck with the similarities when reading HR McMaster's account of how America became mired in Vietnam, Dereliction of Duty.   My own experiences with group decision making also alerted me to commonalities with what is described below.

"The navy cannot afford to fight.  There is a feeling that, if possible, the navy would want to avoid a Japanese-American war.  If we pass up this opportunity, war will be impossible to avoid."

- Rear Admiral Takamatsu Nobuhito to his brother, Emperor Hirohito; November 30, 1941, seven days before Pearl Harbor

The die was cast nearly three months earlier.  On September 6, 1941, an imperial conference was held in Tokyo with the Emperor, prime minister, foreign minister, finance minister and the army and navy ministers, along with their chiefs of staff.   The outcome was Hirohito's approval of "Essentials for Carrying Out the Empire's Policies", a document agreed to three days earlier by the members of his government.  It provided:

1.The empire would not refrain from war with the United States, Britain, and the Netherlands and would prepare for war.
2. While those preparations moved forward, the empire would try its utmost in diplomatic efforts with the United States and Britain, guided by an attached document.
3. If diplomatic efforts did not succeed by early October, the empire would launch a war at the end of October with the United States, Britain, and the Netherlands.

The attached document contained Japan's negotiating demands and limits of concessions, including:

Noninterference by the United States in Japan's war settlement with China
A request to close the Burma Road [Nationalist China's main line of supply to the outside world]
Japan's promise not to use French Indochina as a base for further military advances into SE Asia
As long as the Soviet Union remained neutral regarding Japan, Japan would not use force against it.

By placing war preparations ahead of diplomacy, the September 6 conference set Japan on the path towards Pearl Harbor, despite the private misgivings of many of those in attendance, including Hirohito, a story told in riveting fashion by Eri Hotta, in her 2013 book, Japan 1941: Countdown To Infamy.  While most of the author's research is not new, she has pieced it together into a compelling narrative.
(Eri Hotta, from Random House)

Ms Hotta is clearly distressed by her story; of a government blundering its way into a conflict with the United States, making choice after choice that narrowed its options, panicking when faced with deadlines it had needlessly imposed upon itself, with no coherent strategy for achieving victory and with most of the major players having little confidence in achieving it in any case.  With its emphasis on not saying publicly and directly what many thought privately the system, as described by Hotta, led to disaster for Japan, as she concludes:

Japan's leaders must be charged with the ultimate responsibility for initiating a war that was preventable and unwinnable. 

By the summer of 1941, Japan had been at war in China for four years; a conflict it anticipated winning quickly.  Instead, its army was bogged down, inflicting defeat after defeat on Chaing Kai-Chek's forces, but with little long-term gain to show for it, while suffering significant losses, and at great economic cost.  The thoughtless way Japan entered into war in 1937 was to be duplicated in 1941, even as the principals in those discussions knew the 1937 decision was a mistake and refused to draw the obvious lessons.

In preparation for the September imperial conference, the army and navy chiefs of staff were called to a meeting with Hirohito on the prior afternoon to explain the war plan.  Hotta reports the following interchange between Army Chief of Staff Sugiyama and Hirohito, whom she describes as "displaying the incisiveness he was capable of when utterly compelled - which did not happen often", when the emperor inquired of the duration of the planned war: 

Sugiyama:  Sir, we intend to complete [our mission] in the South Seas in three months.

Hirohito: When the China Incident broke out, you were our army minister.  I remember you telling me then that the conflict would be over in about a month.  But after four long years, it hasn't ended!

Sugiyama: China has a huge hinterland.  That was why we couldn't carry out our plans as we had originally envisioned.

Hirohito: If you say that China has a huge hinterland, the Pacific Ocean is even bigger.  On what basis are you now telling me three months?

Sugiyama had no good response yet, once again, the implications were not engaged by the participants.
(Emperor Hirohito)

How had Japan reached this situation in September 1941?  Partly due to its baffling governmental structure which seemed designed to maximize the ability of its members to avoid clear responsibility, and to the role of the "all-powerful" emperor, which, in reality, was limited by his courtiers who wished to shield Hirohito and the reputation of the throne from the dangers of Japanese politics.  Government cabinets consisted of both civilians and military, and technically all ministers reported individually to the emperor, including the army and navy ministers.  Parliament had been neutered through a series of actions in the 1920 and 30s, and the military carried inordinate power in decisions.

Partly due to history.  Since the late 1800s, Japan sought territorial expansion on the Asian mainland.  In 1910, it annexed Korea, beginning a brutal occupation that only ended in 1945, and which Koreans resent to this day.  In 1931, the army launched a coup in the northeastern China province of Manchuria (see The Mukden Incident), taking over the entire region and establishing a puppet government.  Six years later, the army used an incident near a bridge outside Peking to launch an attack on the rest of China.  That war was to last eight years, creating a quagmire for Japan and resulting in the death of more than ten million Chinese soldiers and civilians due to combat, torture, massacre, biological warfare, starvation and flooding.

Throughout the 1930s, the United States became more disenchanted with Japan.  It furiously denounced the occupation of Manchuria, and the China war that began in 1937 evoked a great deal of American sympathy for the Chinese (don't underestimate the impact of Pearl Buck's 1931 novel, The Good Earth, the best selling novel in America for two years, and its successful 1937 film adaptation, in creating a favorable image of China).

At the same time, the militarization of Japan proceeded apace, fed by a growing fear of encirclement by its perceived enemies; the United States, the British Empire, the Netherlands and the Soviet Union.  To neutralize this threat, Japan grew closer to Nazi Germany.  After the fall of France in June 1940, Japan saw an opportunity to improve its position in Southeast Asia and occupied the northern part of French Indochina (what was later North Vietnam and Laos) on September 23, 1940.

Japan's move prompted immediate retaliatory action by the United States just three days later - increasing economic support to China and embargoing scrap metal exports to Japan.  The following day, Germany, Italy and Japan signed the Tripartite Pact,  After realizing it would not be able to invade Britain, Germany became the driving force in arranging the Pact, seeing an alliance with Japan as a way to deter the U.S. from entering the European war, while Japan viewed it as providing a balancing alliance against its enemies and improving its negotiating position with the U.S.  Initially opposed to the alliance, the navy assented once it was clear that the Pact did not automatically require Japan to participate in a war if Germany was attacked, and by the promise of a large budget increase.

It was an enormous miscalculation.  Japan's membership in the Tripartite Pact convinced the American government that Japan was an enemy and the goal of U.S. negotiations became to obtain Japanese repudiation of the Pact.  These miscalculations were only to grow over time, a curious situation in light of the American connections of many senior government officials.  For instance:
(Prime Minister Konoe from britannica)

• Prime Minister Konoe, head of government for most of the period from 1937 to 1941, whose  eldest son attended Lawrenceville Prep and then went on to Princeton.

• Foreign Minister Matsuoka emigrated to America as a 13-year old, living in Portland and Oakland with American families, with whom he remained close, converting to Methodism and obtaining a law degree from the University of Oregon, graduating second in his class.

• Admiral Yamamoto, planner of the Pearl Harbor attack, attended Harvard from 1919 to 1921, was posted to Japanese embassy in Washington from 1926 to 28, a great admirer of the U.S., who personally identified with Abraham Lincoln. 

And how did America view Japan in 1940-1?  The public was sympathetic towards China, as was President Roosevelt personally.  He viewed Japan as a threat in Asia and the Pacific, particularly in light of the Tripartite Pact, and wanted a settlement of the China War and Japan's withdrawal from the Pact.  At the same time, FDR and American military leaders viewed Nazi Germany as the much more serious threat to the United States, convinced that American involvement in the European War was coming, the only unknown being the timing.

For that reason, FDR did not want to trigger a war with Japan and, in the event of war involving both Germany and Japan, it was already agreed that America's primary effort would be directed to the defeat of Germany (the figure often used was 85% of American resources for the European conflict).  Even within this framework, there was an ongoing tension between FDR and the military.  FDR's aggressive diplomacy, including embargoes, raised fears among the military that our diplomatic actions were too far ahead of our relatively weak military capacities in the Pacific, and they worried that if war did come, our forces would be overwhelmed.

The critical turning point was July 1941.  On June 22, Germany, to Japan's surprise, attacked the Soviet Union.  Initial reports anticipated a decisive Nazi victory and the attack also eliminated the risk of any Soviet attack against the Japanese army in Manchuria (for more on this, read The Secret of Khalkin Gol).  The government saw an opportunity to further bolster its strategic position in Southeast Asia, deciding to occupy the southern portion of Vichy French Indochina.  It was viewed as a low risk, high return operation that would provide access to more natural resources and bringing Japanese forces within range of the strategic British naval base at Singapore and the oil fields of the Dutch East Indies.

Even then, not every element of the government agreed with the Indochina action. Though the language of the document approved at the imperial conference on July 2, included this stirring passage, "The Empire shall not flinch from war with Britain and the United States", the navy was not in agreement, though it did not voice its dissent at the conference.   After the meeting, the Vice Navy Minister recorded this conversation:

"I was surprised [at the 'shall not flinch' passage] and asked Navy Minister Oikawa about it.  He said he was against war, but considering the army's general preoccupation with the north . . . we had to say that much to stop the policy from slipping out of [the traditionally south-inclined] navy's control."

Throughout these months, Minister Oikawa was to repeatedly express his reservations about the drift towards war, but mostly privately, and even when doing so in conference, always tempering his comments.  Though constantly complaining, he refused to resign, which would have sent a strong signal to the emperor, and triggered the fall of the cabinet.
(Navy Minister Oikawa)

In advance of the formal occupation, President Roosevelt met on July 24 with Nomura, Japan's Ambassador to the U.S., telling him that if Japan refrained from entering southern Indochina, he would obtain declarations from China, Britain, the Netherlands and the U.S., declaring all of Indochina neutral and thus reducing Japan's fear of encirclement.  This proposal never reached the cabinet in Tokyo.

The Japanese were taken aback by the ferocity of the American response; freezing Japan's assets in the U.S., naming General Douglas MacArthur to head the new U.S. Army Forces in the Far East command and, most importantly, embargoing petroleum exports from America to Japan.  This was potentially devastating, as more than 90% of Japan's oil supplies came from the U.S., and without adequate supply its navy would be immobilized.

Though many in government realized a mistake had been made, and a withdrawal could have be done easily, particularly as no blood had been spilled in the occupation, no one person took it upon themselves to push for it.  Hotta writes:

Despite surface bravado, there was now a growing sense within the military that the southward advance had been an error in judgment.  Although no leaders would assume blame for the mistake, they would have conceded to a reversal, especially if diplomatically arranged.

Typical of the confused and contradictory approach were the statements of Navy Chief of Staff (and former Navy Minister) Nagano to the emperor, when they met to review the war plan on July 31.  Nagano told Hirohito he was opposed to war with the U.S., as well as to Japan participating in the Tripartite Pact, but also said, "If our petroleum supplies were cut off, we would lose our stock in two years", so there was "no choice but to strike", though "I am uncertain as to any victory".

Misgivings and bad news continued to mount in August.  Prime Minister Konoe told a confidant :

I have made a big mistake on Japan's relations with China. I am so ashamed and cannot face up to my ancestors. I do not want to repeat such a mistake.  And I want to avoid war with the United States at all costs.

The same month, Army Minister Tojo, who became Konoe's successor as PM on October 17, received a report from the War Economy Research Office finding that America's industrial economy was 20 times the size of Japan's (other estimates placed it as much as 50 times bigger).  A prolonged war with the U.S. was unwinnable for Japan.

Near the end of the month, a team from the Total War Research Institute met with the cabinet at Konoe's home.  For six weeks they had investigated the country's war making capabilities and run a simulation of a U.S.-Japan war.  Over a period of more than ten hours, they reviewed, in detail, their findings with the top government officials, concluding that Japan would definitely lose a war with the United States after winning a few initial battles.  Yet this unwinnable war was made inevitable by the imperial conference decisions just ten days later.

The dual track thinking and a growing sense of panic continued beyond September 6, as government ministers realized they had trapped themselves by the war encouraging decision made at the imperial conference.

Even as the plans for Pearl Harbor were advancing, Admiral Yamamoto was telling naval staff, "a war with so little chance of success should not be fought."  On September 29, he told Chief of Staff Nagano:

. . . it is evident that a U.S. - Japanese war is bound to be protracted.  The United States will not give up fighting as long as Japan had the upper hand.  The war will last for several years.  In the meantime, Japan's resources will be depleted, battleships and weaponry will be damaged, replenishing materials will be impossible . . . Japan will be impoverished.

(Yamamoto)

Hotta writes that the liaison conferences between the services "were becoming a tragic farce of keeping up appearance for appearances sake".   Chief of Staff Nagano told Minister Oikawa privately on October 2 that he preferred to avoid military confrontation, but at October 4 liaison conference demanded, "We should [set a timetable for war] right away!".

Two days later Navy leaders met and agreed it was "folly to start a war with the United States" and the army should begin withdrawing forces from China.

On October 7, the Army and Navy Ministers met.  Regarding the war plan, Tojo told Oikawa, "If the navy is not confident, we must reconsider it."  The following day, Tojo lamented to the Navy Minister:

"We've lost tens of thousands of lives over the China Incident.  To withdraw seems an unbearable option.  And yet if we do go to war with the United States, we will lose tens of thousands more.  I am thinking about withdrawing troops, but I just cannot decide."

At almost the same time, the commander in chief of Japan's army in China sent a message to Tokyo urging it to accept U.S. demands and settle the war with China.

"We must continue to seek a diplomatic settlement", PM Konoe said on October 12, "I have no confidence in a war such as this".  The same day, Foreign Minister Toyoda, who succeeded Matsuoka in August, bluntly told Konoe, "If I am allowed to be brutally frank, the imperial conference resolution [of September 6] was impetuous."
 
In a climatic meeting on October 14 Konoe met with Tojo, informing him:

I am greatly responsible for the China Incident. . .  I simply cannot agree to starting yet another great war whose outlook is very vague.  I suggest that we now concede to the U.S. withdrawal formula and avoid opening fire between Japan and the United States.  We really need to end the China Incident.

(Hideki Tojo from wikimedia)

By now, Tojo had made his decision - no withdrawal from China.  It was a matter of honor, in light of the thousands of dead Japanese soldiers in the war, as well as the disgrace if the army admitted it could not win the China war, and was thus responsible for Japan backing down to the demands of the United States.  As Hotta puts it:

The navy would not say it did not want war . . . The army, which would bear the bulk of public humiliation of troop withdrawal . . was accusing the navy of not clearly stating its opposition to the new war so that the army, too, would have to admit its weakness by saying it could not fight.

Tojo endeavored to find another path towards the same result, without the army making the recommendation, visiting the imperial palace to meet with Lord Kido, Keeper of the Privy Seal, and eminent advisor to the emperor.  Tojo urged Kido to seek resignation of the entire cabinet and they agreed, according to Hotta, "that to avoid war they had to ensure that the next prime minister would move away from the problematic imperial resolution".  Tojo recommended Prince Higashikuni for the position since the Prince was known to have strong antiwar views and, as the emperor's uncle, the prestige to carry out a change in course.  Kido rejected the suggestion, not wanting the imperial family involved in such a controversial decision.  Once again, no one in power position - whether in the imperial family, the civilian leadership, army or navy, was willing to take the lead in changing what was seen as a disastrous course of action.

On October 17, Tojo, packing up his office in anticipation of the dismissal of the entire government, was summoned to meet with Hirohito and stunned to be asked to become prime minister.  Lord Kido's flawed reasoning in recommending the appointment was that since Tojo had been the most insistent the September 6 declaration, he would be best suited for the task of reversing and, indeed, Kido met with Tojo and Navy Minister Oikawa to inform them, "I must stress that it is the emperor's wish that in formulating the nation's policy, you would not be a slave to the September 6 imperial resolution." Seeming to further help things along, Tojo's picks for finance and the new navy minister (replacing Oikawa), only agreed to serve after being assured the new prime minister was committed to avoiding war with the U.S.

Yet Tojo was to prove incapable of changing course because he still resisted the army taking the initiative and blame for policy change, a failure compounded by his lack of insight into how Japan's negotiating strategy would be perceived by the U.S.

The September 6 decision was reconsidered in daily liaison conferences from October 23 through 30. Japan 1941 recounts the dreary, frustrating, and confused discussions, which seemed to constantly circle around the key issues, but never land.  It is as though the participants felt the decision was out of their control, though all of the deadlines and negotiating positions were of their own creation.  A final, 17-hour conference on November 1-2, set November 30 as the final deadline for negotiations.  In a final fittingly inept move, Japan's negotiators in America were given two plans, A and B, to present.  Only if Plan A was rejected (and it was clearly unacceptable to the U.S.), were the negotiators to present proposals from Plan B, and it was only explicitly with Tojo's permission that they were allowed to discuss the only aspect of Plan B which would get the attention of the other side - a pledge to immediately withdraw from southern Indochina (permission that was never granted, though the Japanese negotiators, disobeying instructions, informally presented it to Secretary of State Hull on November 18).  Further complicating the task of the Japanese negotiators is they were not initially told of the November 30 deadline.

On November 25, Secretary Hull prepared a response which provided for (1) a three month truce; (2) Japan's immediate withdrawal from southern Indochina; (3) reduction of northern Indochina forces to 25,000; (4) US unfreezing Japan assets; (5) resumption of economic relations.  But it was never delivered.  Instead, on November 26, the Japanese negotiators were presented with what is known as the Hull Note containing a series of stiff and uncompromising U.S. demands, which even if subject to negotiations would take months to resolve. Why the change?  Both China and the British opposed the terms in the November 25 draft but, more importantly, the U.S. had just received reliable intelligence that Japan was moving naval, air and army forces into areas south of Taiwan, in what was apparently the initial move of a military onslaught.  Combined with increasingly militant public speeches by Japan's cabinet members, and the interception of Foreign Minister Togo's message to the Japanese embassy that after November 29, events would proceed "in an automatic fashion", FDR viewed the entire Japanese negotiating position as a sham.  The President informed his advisers that Japan would likely attack the United States on December 1.
(Japan moves south)

Although the U.S. had uncovered Japan's move south, it failed to detect six Japanese carriers leaving northern Japan on November 26 under radio silence; their objective - Pearl Harbor.

At a November 29 lunch with emperor, Admiral Yonai, convinced of the disaster a war with America would bring, spoke up, "Excuse me for speaking my mind in crude ways, but I think we mustn't become utterly poor in our quest to avoid becoming gradually poor".  The following day, Hirohito's brother conveyed his warning, but the countdown to war was on, and those who could have stopped it believed they were powerless to do so.

In frustration over the failure of diplomacy, in which the key issue of contention, the war in China, was known by the Japanese government to have been a strategic mistake, Japan set a course for war, with the forlorn hope that initial success against the United States would drive it to further negotiations, demonstrating, as Yamamoto warned on September 29, a fundamental misunderstanding of the American psyche, and knowing that their country was doomed if the war was prolonged.


For more on the early phases of the Pacific War, read Tarawa.
For the ending of the war, read Downfall: Ending The War With Japan.
For the nature of the war in the Pacific, read With The Old Breed.

Turn! Turn! Turn!

 

On this date in 1965 The Byrds released the album Turn! Turn! Turn!   The single featuring the song had been released several weeks earlier and reached #1 in December 1965.  The Byrds were one of my favorite bands in the 65-67 period and the first rock concert I attended was in March 1966, when The Byrds performed to a half-full auditorium in White Plains NY.  The closing song was Turn! Turn! Turn!

The song was composed by folk singer Pete Seeger in the late 50s.  Roger McGuinn, lead guitarist of The Byrds, came from the folk music scene which is why he adapted Dylan's Mr Tambourine Man for the band's first single.  In the case of Turn! Turn! Turn! he added a rock beat, made some alterations to the chord structure of the song and devised, with David Crosby, those beautiful harmonies.  You can listen to Seeger's original here.

What makes the song so unusual is that the lyrics are 2,500 years old.  Seeger took them from the Book of Ecclesiastes in the Hebrew Bible, a philosophical reflection on life and its meaning.  You can read interpretations of the book's meaning here and here.  The lyrics are from Chapter 3, verses 1-8.  For the full text of Chapter 3 read this, and for one of many interpretations of the chapter you can read this.

Lyrics to Turn! Turn! Turn!

To everything (turn, turn, turn)
There is a season (turn, turn, turn)
And a time to every purpose, under heaven

A time to be born, a time to die
A time to plant, a time to reap
A time to kill, a time to heal
A time to laugh, a time to weep

To everything (turn, turn, turn)
There is a season (turn, turn, turn)
And a time to every purpose, under heaven

A time to build up, a time to break down
A time to dance, a time to mourn
A time to cast away stones, a time to gather stones together

To everything (turn, turn, turn)
There is a season (turn, turn, turn)
And a time to every purpose, under heaven

A time of love, a time of hate
A time of war, a time of peace
A time you may embrace, a time to refrain from embracing

To everything (turn, turn, turn)
There is a season (turn, turn, turn)
And a time to every purpose, under heaven

A time to gain, a time to lose
A time to rend, a time to sew
A time for love, a time for hate
A time for peace, I swear it's not too late

 

Book of Ecclesiastes, Chapter 3: 1-8 

 

To every thing there is a season, and a time to every purpose under the heaven:

² A time to be born, and a time to die; a time to plant, and a time to pluck up that which is planted;

³ A time to kill, and a time to heal; a time to break down, and a time to build up;

⁴ A time to weep, and a time to laugh; a time to mourn, and a time to dance;

⁵ A time to cast away stones, and a time to gather stones together; a time to embrace, and a time to refrain from embracing;

⁶ A time to get, and a time to lose; a time to keep, and a time to cast away;

⁷ A time to rend, and a time to sew; a time to keep silence, and a time to speak;

⁸ A time to love, and a time to hate; a time of war, and a time of peace.

Across The Great Divide

He's gone away in yesterday
Now I find myself on the mountainside
Where the rivers change direction
Across the Great Divide

Nanci Griffith is the singer.  Composed by Kate Wolf.

Forever Young

May your hands always be busy,
May your feet always be swift,
May you have a strong foundation
When the winds of changes shift.

Bob Dylan and The Band from The Last Waltz (1976).  For my grandson on his second birthday.

May God bless and keep you always,

May your wishes all come true,

May you always do for others
And let others do for you.
May you build a ladder to the stars
And climb on every rung,
May you stay forever young,
Forever young, forever young,
May you stay forever young.

May you grow up to be righteous,
May you grow up to be true,
May you always know the truth
And see the lights surrounding you.
May you always be courageous,
Stand upright and be strong,
May you stay forever young,
Forever young, forever young,
May you stay forever young.

May your hands always be busy,
May your feet always be swift,
May you have a strong foundation
When the winds of changes shift.
May your heart always be joyful,
May your song always be sung,
May you stay forever young,
Forever young, forever young,
May you stay forever young.

 

Sandy Leaves

I was fortunate to watch in person many of the great National League hurlers of the 1960s - Spahn, Marichal, Drysdale, Gibson, Seaver, but never saw the greatest of them all, Sandy Koufax.  Fifty five years ago this month, Sandy announced his retirement at the age of 30, due to severe elbow problems.  Though I knew about it at the time, I'd never seen his actual announcement until a couple of days ago.  

In response to questions, Sandy is quite blunt about why he is retiring:

"I don't know if cortisone is good for you or not but to take a shot every other ball game is more than I wanted to do.  To walk around with a constant upset stomach because of the pills, and to be high half the time during the game because you are taking painkillers, I don't want to have to do that."

In response to a question about the impact of losing income from his decision:

"Well, the loss of income.  Let's put it this way.  If there was a man who did not have use of one of his arms and you told him it would cost a lot of money to buy back that use, he'd give them every dime he had."

Today In 1966: Choosing his health over the money, Los Angeles #Dodgers superstar pitcher Sandy Koufax shocks the baseball world by announcing his retirement at the age of 30! #MLB #Legend #Baseball #History pic.twitter.com/yTmChEwSZe

— Baseball by BSmile (@BSmile) November 18, 2021

During the 1964 season, Koufax experienced severe pain in his left elbow, a condition for which he was told there was no cure.  Prior to the 1965 season he asked his doctor to tell him when his condition got to the point where continuing to pitch would cause him to lose the use of his arm.  During the 1965 and 1966 seasons, in which he went 26-8 and 27-9, leading the Dodgers to the World Series in both years, Koufax's regimen included cortisone shots, powerful steroids, taking two codeine pills (one before each start and one in the 5th inning), and smearing his body with an ointment with high levels of capsaicin, the active ingredient in chili peppers.  At the end of the 1966 season he was advised that to continue pitching would cause permanent damage to his arm.

Sandy Koufax turns 86 on December 30.

Harnessing Talents

From Caesar's Footprints by Bijan Omrani.

The Gauls were renowned in Rome for their eloquence, cleverness and bravery: what better way of harnessing their talents than to give them access to a system of education that revered rhetorical excellence as the apogee of its attainment, before paving the path for Gauls to enter the Roman system of government and the Roman courts?

Moreover, like Roman gods and Roman religion, the Roman identity was not exclusive.  Just as long as the reverence due to Caesar and Rome was paid, Roman citizenship, or else presence as a resident in the empire, allowed loyalties and other identities.  Ausonius himself (1), the most Roman of Gauls, wrote that 'I love Bordeaux, Rome I venerate; in this, I am a citizen, in both a consul; here was my cradle, there my curule chair'.(2)

The genius of Rome was to allow both identities to coexist, and to show that acquiescence to Rome not only benefited an individual in a material sense or in the Roman scheme of things, but also allowed that individual to succeed better within the framework of his original cultural identity; to be a more committed Roman gave a Gallic aristocrat the chance to be better and more successful within the old hierarchy of Gallic society as well.

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(1) Decimius Magnus Ausonius (310-395) was a native of Bordeaux and poet, teacher, and tutor to the Emperor Gratian, who named him consul.

(2) A curule chair was the foldable and transportable chair used by high Roman dignitaries.

Have A Bite

Babe Ruth being fed Thanksgiving dinner by a group of orphans pic.twitter.com/O5FF304Bk3

— Baseball In Pics (@baseballinpix) November 25, 2021

 

Yes, it's obviously staged but does reflect the real Babe Ruth.  According to his biographers, including his most recent, Jane Leavy, the Babe felt a real bond with children, particularly orphans, most likely because of the nearly twelve years he spent at the St Mary's Industrial School for boys in Baltimore, a reformatory and orphanage.  Babe himself was not an orphan.  His parents placed him at St Mary's when he was seven because he was ungovernable even as a small child, though it should be added that both his parents were rough characters themselves.  

It was at St Mary's that Babe came under the tutelage of Brother Matthias Boutlier, a huge man and Prefect of Discipline at the school.  Brother Matthias was also the baseball coach and the only man who could ever instill at least some minimal sense of discipline on Babe, who admired him beyond all other men in his life.  Once Babe became famous and well-paid he became a steady and large financial supporter of St Mary's.

For that reason, Babe regularly visited orphanages as he traveled, both in and out of baseball season.  According to Leavy, despite the advice of his business manager, to whom he usually deferred, Babe made it a practice to visit black, as well as white, orphanages.